NASDAQ BX
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About the NASDAQ BX Rules

Covers the By-Laws and Rules of NASDAQ BX.

NASDAQ BX Rules

Equity Rules

 
General Provisions
 
Membership, Registration and Qualification Requirements
 
Business Conduct
 
Business Conduct
 
Responsibilities Relating to Associated Persons, Employees, and Others' Employees
 
Listing and Trading on the Exchange
 
Financial and Operational Rules
 
BX Venture Market LISTING RULES
 
Supplementary Conduct Rules
 
Other Systems and Programs
 
Charges for Membership, Services, and Equipment
 
Investigations and Sanctions
 
Code of Procedure
 
Code of Arbitration Procedure
 
Uniform Practice Code

Options Rules

 

General Provisions

 
Participation
 
Business Conduct
 
Securities Traded on BX Options
 
Regulation of Trading on BX Options
 
Trading Systems
 
Market Participants
 
Exercises and Deliveries
 
Records, Reports and Audits
 
Discipline and Summary Suspensions
 
Doing Business with the Public
 
Options Order Protection and Locked
and Crossed Market Rules
 
Margin Requirements
 
Index Rules
 
Options Pricing

NASDAQ BX Corporate Organization

NASDAQ BX, Inc.

NASDAQ, Inc.

Boston Stock Exchange Clearing Corporation

BSECC Rules

Additional Information

Until May 14, 2012, Boston Options Exchange (BOX) was regulated as a facility of NASDAQ BX (fka NASDAQ OMX BX). BOX is now operated as a separate self-regulatory organization. NASDAQ BX does not have an ownership interest in BOX.
 
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